Andi
09-26-05, 09:17 AM
A good general writeup on the psychoilogy and neurobiology of autism
http://jnnp.bmjjournals.com/cgi/content/full/75/7/945
<H2>
The cognitive neuroscience of autism
</H2>
<STRONG>
</NOBR><NOBR>S Baron-Cohen</NOBR>
</STRONG><P>
<P><FONT SIZE=-1>Correspondence to:<SUP> </SUP><BR>S Baron-Cohen<SUP> </SUP><BR>Autism Research Centre, Departments of Experimental Psychology and Psychiatry, University of Cambridge, Douglas House, Cambridge CB2 2AH, UK; <span id="em0">sb205{at}cam.ac.uk</span><script type="text/javascript"><!--
var u = "sb205", d = "cam.ac.uk"; document.getElementById("em0").innerHTML = '<a href="mailto:' + u + '@' + d + '">' + u + '@' + d + '<\/a>'//--></script></FONT><P>
<HR><FONT SIZE=+2>The psychology and biology of a complex developmental condition<SUP> </SUP>
</FONT><HR><P>
<P>
<P><STRONG>Abbreviations:</STRONG> AS, Asperger syndrome; CC, central coherence; EFT, embedded figures task; E-S, empathising-systemising; HFA, high functioning autism; MRI, magnetic resonance imaging<P><P><B>Keywords:</B> autism<P>
Autism is diagnosed when a child or adult has abnormalities<SUP> </SUP>in a "triad" of behavioural domains: social development, communication,<SUP> </SUP>and repetitive behaviour/obsessive interests.<A HREF="#R1"><SUP>1,</SUP></A><A HREF="#R2"><SUP>2</SUP></A> Autism can<SUP> </SUP>occur at any point on the IQ continuum, and IQ is a strong predictor<SUP> </SUP>of outcome.<A HREF="#R3"><SUP>3</SUP></A> Autism is also invariably accompanied by language<SUP> </SUP>delay (no single words before 2 years old). Asperger syndrome<SUP> </SUP>(AS)<A HREF="#R4"><SUP>4</SUP></A> is a subgroup on the autistic spectrum. People with AS<SUP> </SUP>share many of the same features as are seen in autism, but with<SUP> </SUP>no history of language delay and with an IQ in the average range<SUP> </SUP>or above. In this editorial, the main <I>cognitive</I> theories of<SUP> </SUP>autism are summarised. These are then followed by a summary<SUP> </SUP>of the key <I>neurobiological</I> findings.<SUP> </SUP><P>
<BR><FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>AUTISM: COGNITIVE ASPECTS</STRONG></FONT><BR>
The mind blindness theory of autism<A HREF="#R5"><SUP>5</SUP></A> proposed that in autism<SUP> </SUP>spectrum conditions there are deficits in the normal process<SUP> </SUP>of empathy, relative to mental age. These deficits can occur<SUP> </SUP>by degrees. The term "empathising" encompasses a range of other<SUP> </SUP>terms: "theory of mind", "mind reading", "empathy", and taking<SUP> </SUP>the "intentional stance".<A HREF="#R6"><SUP>6</SUP></A> Empathy involves two major elements:<SUP> </SUP>(1) the ability to attribute mental states to oneself and others,<SUP> </SUP>as a natural way to make sense of agents,<A HREF="#R7"><SUP>7–</SUP></A><A HREF="#R9"><SUP>9</SUP></A> and (2) having<SUP> </SUP>an emotional reaction that is appropriate to the other person’s<SUP> </SUP>mental state (such as sympathy).<SUP> </SUP><P>
Since the first test of mind blindness in children with autism,<A HREF="#R10"><SUP>10</SUP></A><SUP> </SUP>there have been more than 30 experimental tests. The vast majority<SUP> </SUP>of these have revealed profound impairments in the development<SUP> </SUP>of their empathising ability. These are reviewed elsewhere.<A HREF="#R5"><SUP>5,</SUP></A><A HREF="#R11"><SUP>11</SUP></A><SUP> </SUP>Some children and adults with AS only show their empathising<SUP> </SUP>deficits on age appropriate adult tests.<A HREF="#R12"><SUP>12–</SUP></A><A HREF="#R14"><SUP>14</SUP></A> This deficit<SUP> </SUP>in their empathising is thought to underlie the difficulties<SUP> </SUP>such children have in social and communicative development,<A HREF="#R15"><SUP>15,</SUP></A><A HREF="#R16"><SUP>16</SUP></A><SUP> </SUP>and in the imagination of others’ minds.<A HREF="#R17"><SUP>17,</SUP></A><A HREF="#R18"><SUP>18</SUP></A> We can think<SUP> </SUP>of these symptoms as the <I>triad of deficits</I> (see fig 1 The triad of impairments in autism).<SUP> </SUP><P>
http://jnnp.bmjjournals.com/content/vol75/issue7/images/medium/jn18713.f1.gif
Systemising is the drive to analyse systems, in order to understand<SUP> </SUP>and predict the behaviour of inanimate events. Systems are all<SUP> </SUP>around us in our environment, and include technical systems<SUP> </SUP>(such as machines and tools); natural systems (such as biological<SUP> </SUP>and geographical phenomena); abstract systems (such as mathematics<SUP> </SUP>or computer programs). The way we make sense of any of these<SUP> </SUP>systems is in terms of underlying rules and regularities, or<SUP> </SUP>specifically an analysis of input-operation-output relations.<A HREF="#R19"><SUP>19</SUP></A><SUP> </SUP>The empathising-systemising (E-S) theory holds that alongside<SUP> </SUP>the empathising deficits in autism (see above), systemising<SUP> </SUP>is either intact or superior.<A HREF="#R20"><SUP>20</SUP></A> Studies suggest systemising<SUP> </SUP>in autism is at least in line with mental age, or superior.<A HREF="#R21"><SUP>21–</SUP></A><A HREF="#R25"><SUP>25</SUP></A><SUP> </SUP>Systemising may relate to a different set of features which<SUP> </SUP>we can think of as the <I>triad of strengths</I> (see fig 2 triad of strengths in autism).<SUP> </SUP><P>
http://jnnp.bmjjournals.com/content/vol75/issue7/images/medium/jn18713.f2.gif
People with autism spectrum conditions show unusually strong<SUP> </SUP>repetitive behaviour, a strong desire for routines, and a "need<SUP> </SUP>for sameness". One cognitive account of this aspect of the syndrome<SUP> </SUP>is the <I>executive dysfunction</I> theory.<A HREF="#R26"><SUP>26–</SUP></A><A HREF="#R28"><SUP>28</SUP></A> This assumes<SUP> </SUP>that autism involves a form of frontal lobe pathology leading<SUP> </SUP>to persevering or inability to shift attention. There is some<SUP> </SUP>evidence for such executive deficits.<A HREF="#R29"><SUP>29</SUP></A> But the fact that it<SUP> </SUP>is possible for people with AS to exist who have no demonstrable<SUP> </SUP>executive dysfunction while still having deficits in empathising<SUP> </SUP>and talents in systemising,<A HREF="#R30"><SUP>30</SUP></A> suggests that executive dysfunction<SUP> </SUP>is unlikely to be a <I>core</I> feature of autism spectrum conditions.<SUP> </SUP><P>
The executive account has also traditionally ignored the <I>content</I><SUP> </SUP>of "repetitive behaviour". The E-S theory in contrast draws<SUP> </SUP>attention to the fact that much repetitive behaviour involves<SUP> </SUP>the child’s "obsessional" or strong interests with mechanical<SUP> </SUP>systems (such as light switches or water faucets) or other systems<SUP> </SUP>that can be understood in terms of rules and regularities. Rather<SUP> </SUP>than these behaviours being a sign of executive dysfunction,<SUP> </SUP>these may reflect the child’s intact or even superior<SUP> </SUP>interest in systems. One study suggests that autistic obsessions<SUP> </SUP>are not random with respect to content (which would be predicted<SUP> </SUP>by the content free executive dysfunction theory), but that<SUP> </SUP>these test to cluster in the domain of systems.<A HREF="#R31"><SUP>31</SUP></A><SUP> </SUP><P>
Weak <I>central coherence</I> (CC)<A HREF="#R32"><SUP>32,</SUP></A><A HREF="#R33"><SUP>33</SUP></A> refers to the individual’s<SUP> </SUP>preference for local detail over global processing. This has<SUP> </SUP>been demonstrated in terms of an autistic superiority on the<SUP> </SUP>embedded figures task (EFT) and the block design subtest.<A HREF="#R25"><SUP>25,</SUP></A><A HREF="#R34"><SUP>34,</SUP></A><A HREF="#R35"><SUP>35</SUP></A><SUP> </SUP>It has also been shown in terms of an autistic deficit in integrating<SUP> </SUP>fragments of objects and integrating sentences within a paragraph.<A HREF="#R36"><SUP>36</SUP></A><SUP> </SUP>The faster and more accurate performance on the EFT and block<SUP> </SUP>design test have been interpreted as evidence of good segmentation<SUP> </SUP>skills, and superior attention to detail. The latter has also<SUP> </SUP>been demonstrated on visual search tasks.<A HREF="#R37"><SUP>37,</SUP></A><A HREF="#R38"><SUP>38</SUP></A><SUP> </SUP><P>
Systemising requires excellent attention to detail, identifying<SUP> </SUP>parameters that may then be tested for their role in the behaviour<SUP> </SUP>of the system under examination. So, both the E-S theory and<SUP> </SUP>the CC theory predict excellent attention to detail. However,<SUP> </SUP>the E-S and CC theories also make opposite predictions when<SUP> </SUP>it comes to an individual with autism being able to understand<SUP> </SUP>a whole system. The E-S theory predicts that a person with autism,<SUP> </SUP>faced with a new system to learn, will show a stronger drive<SUP> </SUP>to learn the system compared with someone without autism, so<SUP> </SUP>long as there are underlying rules and regularities that can<SUP> </SUP>be discovered. Moreover, they will readily grasp that a change<SUP> </SUP>of one parameter in one part of the system may have distant<SUP> </SUP>effects on another part of the system. In contrast, the CC theory<SUP> </SUP>predicts that they should fail to understand whole (global)<SUP> </SUP>systems or the relation between parts of a system. This has<SUP> </SUP>not yet been tested.<SUP> </SUP><P>
<BR><FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>AUTISM: NEUROBIOLOGICAL ASPECTS</STRONG></FONT><BR>
<FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>Neuroanatomy and neuropathology</STRONG></FONT><BR>
Anatomical abnormalities have been identified in many brain<SUP> </SUP>areas in autism. These include the cerebellum,<A HREF="#R39"><SUP>39–</SUP></A><A HREF="#R42"><SUP>42</SUP></A> the<SUP> </SUP>brain stem,<A HREF="#R42"><SUP>42,</SUP></A><A HREF="#R43"><SUP>43</SUP></A> frontal lobes,<A HREF="#R44"><SUP>44–</SUP></A><A HREF="#R47"><SUP>47</SUP></A> parietal lobes,<A HREF="#R48"><SUP>48</SUP></A><SUP> </SUP>hippocampus,<A HREF="#R49"><SUP>49,</SUP></A><A HREF="#R50"><SUP>50</SUP></A> and the amygdale.<A HREF="#R49"><SUP>49</SUP></A> Epilepsy also occurs commonly,<SUP> </SUP>at least in classic autism.<A HREF="#R51"><SUP>51</SUP></A> In terms of neuropathology, the<SUP> </SUP>number of Purkinje cells in the cerebellar cortex is abnormally<SUP> </SUP>low.<A HREF="#R52"><SUP>52–</SUP></A><A HREF="#R55"><SUP>55</SUP></A> This has been postulated to lead to disinhibition<SUP> </SUP>of the cerebellar deep nuclei and consequent overexcitement<SUP> </SUP>of the thalamus and cerebral cortex.<A HREF="#R56"><SUP>56</SUP></A> Abnormalities in the<SUP> </SUP>density of packing of neurons in the hippocampus, amygdala,<SUP> </SUP>and other parts of the limbic system have also been reported.<A HREF="#R54"><SUP>54,</SUP></A><A HREF="#R55"><SUP>55,</SUP></A><A HREF="#R57"><SUP>57</SUP></A><SUP> </SUP>An abnormally low degree of dendritic branching was also found<SUP> </SUP>in a Golgi analysis of the hippocampus of two autistic brains,<A HREF="#R57"><SUP>57</SUP></A><SUP> </SUP>though it remains to be seen if such an abnormality is confirmed<SUP> </SUP>in a larger sample. A separate report suggests a reduction in<SUP> </SUP>the size of cortical minicolumns and an increase in cell dispersion<SUP> </SUP>within these minicolumns. These might indicate an increase in<SUP> </SUP>the number of and connectivity between minicolumns.<A HREF="#R58"><SUP>58,</SUP></A><A HREF="#R59"><SUP>59</SUP></A><SUP> </SUP><P>
<FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>Neurophysiology</STRONG></FONT><BR>
Hyper arousal in response to sensory input, and decreased ability<SUP> </SUP>to select between competing sensory inputs, has been reported.<A HREF="#R60"><SUP>60,</SUP></A><A HREF="#R61"><SUP>61</SUP></A><SUP> </SUP>Functional neuroimaging suggests increased activity in sensory<SUP> </SUP>areas of the brain normally associated with stimulus driven<SUP> </SUP>processing, and decreased activity in areas normally associated<SUP> </SUP>with higher cognitive processing. Thus, on the EFT, people with<SUP> </SUP>autism show unusually high activation in ventral occipital areas<SUP> </SUP>and abnormally low activation in prefrontal and parietal areas.<A HREF="#R62"><SUP>62</SUP></A><SUP> </SUP>In one study they also failed to show normal activity in the<SUP> </SUP>fusiform "face area",<A HREF="#R63"><SUP>63</SUP></A> instead showing abnormally high activity<SUP> </SUP>in the peristriate cortex and inferior temporal gyrus.<A HREF="#R64"><SUP>64,</SUP></A><A HREF="#R65"><SUP>65</SUP></A><SUP> </SUP>The visual N2 to novel stimuli is also heightened to irrelevant<SUP> </SUP>stimuli.<A HREF="#R66"><SUP>66</SUP></A> The P3 in response to auditory stimuli is abnormally<SUP> </SUP>generalised to occipital sites in visual cortex.<A HREF="#R67"><SUP>67</SUP></A><SUP> </SUP><P>
Regarding EEG results, the P1 evoked potential is either abnormally<SUP> </SUP>heightened in response to stimuli that are the target of attention,<SUP> </SUP>or abnormally generalised to stimuli that are outside the target<SUP> </SUP>of attention.<A HREF="#R68"><SUP>68</SUP></A> Both hemispheres show abnormal activation—indiscriminately—during<SUP> </SUP>shifts of attention into either hemifield.<A HREF="#R69"><SUP>69,</SUP></A><A HREF="#R70"><SUP>70</SUP></A> Regarding attention<SUP> </SUP>research, a deficit has been found in rapid shifting of attention<SUP> </SUP>between modalities,<A HREF="#R39"><SUP>39</SUP></A> between spatial locations<A HREF="#R69"><SUP>69,</SUP></A><A HREF="#R71"><SUP>71–</SUP></A><A HREF="#R76"><SUP>76</SUP></A><SUP> </SUP>and between object features.<A HREF="#R77"><SUP>77,</SUP></A><A HREF="#R78"><SUP>78</SUP></A><SUP> </SUP><P>
<FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>Morphometry</STRONG></FONT><BR>
Magnetic resonance imaging (MRI) morphometry shows volume deficits<SUP> </SUP>in the cerebellum,<A HREF="#R40"><SUP>40–</SUP></A><A HREF="#R42"><SUP>42,</SUP></A><A HREF="#R79"><SUP>79</SUP></A> the brainstem,<A HREF="#R42"><SUP>42</SUP></A> and posterior<SUP> </SUP>corpus callosum.<A HREF="#R80"><SUP>80</SUP></A> Regarding the cerebellar abnormalities, a<SUP> </SUP>subgroup shows increased cerebellar volume.<A HREF="#R81"><SUP>81</SUP></A> A volume deficit<SUP> </SUP>has also been reported in the parietal lobe.<A HREF="#R48"><SUP>48</SUP></A> Neuropsychology<SUP> </SUP>suggests this is associated with a narrowed spatial focus of<SUP> </SUP>attention.<A HREF="#R68"><SUP>68</SUP></A><SUP> </SUP><P>
<FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>Longitudinal morphometry</STRONG></FONT><BR>
Using either MRI volumetric analysis, or measures of head circumference,<SUP> </SUP>the autistic brain appears to involve transient postnatal macroencephaly.<A HREF="#R82"><SUP>82</SUP></A><SUP> </SUP>Neonates later diagnosed with autism or PDD-NOS (Pervasive Developmental<SUP> </SUP>Disorder-Not Otherwise Specified) have normal head circumference,<SUP> </SUP>but by 2–4 years of age 90% of these have MRI based brain<SUP> </SUP>volumes larger than average.<A HREF="#R44"><SUP>44–</SUP></A><A HREF="#R47"><SUP>47</SUP></A> This reflects an enlargement<SUP> </SUP>of cerebellar and cerebral white matter, and cerebral grey matter.<A HREF="#R45"><SUP>45,</SUP></A><A HREF="#R83"><SUP>83</SUP></A><SUP> </SUP>Enlargement of superficial white matter tracts containing cortico-cortical<SUP> </SUP>fibres may persist abnormally late into development, while the<SUP> </SUP>internal capsule and corpus callosum are smaller.<A HREF="#R84"><SUP>84</SUP></A> Cerebellar<SUP> </SUP>and cerebral white matter volumes, and cerebellar vermis size<SUP> </SUP>can distinguish 95% of toddlers with autism from normal controls,<SUP> </SUP>and predict if the child with autism will be high or low functioning.<A HREF="#R45"><SUP>45</SUP></A><SUP> </SUP>The <I>overgrowth</I> is anterior to posterior (frontal lobes being<SUP> </SUP>the largest). This increase in volume of cortical grey matter<SUP> </SUP>may reflect a failure of synaptic pruning, or an excess of synaptogenesis.<A HREF="#R56"><SUP>56</SUP></A><SUP> </SUP><P>
<FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>The "social brain"</STRONG></FONT><BR>
A neural basis of empathy has built on a model first proposed<SUP> </SUP>by Brothers.<A HREF="#R85"><SUP>85</SUP></A> She suggested—from animal lesion studies,<A HREF="#R86"><SUP>86</SUP></A><SUP> </SUP>single cell recording studies,<A HREF="#R87"><SUP>87</SUP></A> and neurological studies—that<SUP> </SUP>social intelligence was a function of three regions: the amygdala,<SUP> </SUP>the orbitofrontal and medial frontal cortex, and the superior<SUP> </SUP>temporal sulcus and gyrus (STG). Together, she called these<SUP> </SUP>the "social brain". Abnormalities in autism have been found<SUP> </SUP>in the amygdala, the orbito and the medial frontal cortex.<SUP> </SUP><P>
Regarding the amygdala, there are four lines of evidence for<SUP> </SUP>an amygdala deficit in autism.<A HREF="#R88"><SUP>88</SUP></A> Firstly, a neuroanatomical<SUP> </SUP>study of autism at postmortem found microscopic pathology (in<SUP> </SUP>the form of increased cell density) in the amygdala, in the<SUP> </SUP>presence of normal amygdala volume.<A HREF="#R89"><SUP>89,</SUP></A><A HREF="#R90"><SUP>90</SUP></A> Secondly, patients<SUP> </SUP>with autism tend to show a similar pattern of deficits to those<SUP> </SUP>seen in patients with amygdala lesions.<A HREF="#R91"><SUP>91</SUP></A> Thirdly, a recent<SUP> </SUP>structural MRI study of autism reported reduced amygdala volume.<A HREF="#R92"><SUP>92</SUP></A><SUP> </SUP>Finally, in a recent functional magnetic resonance imaging (fMRI)<SUP> </SUP>study, adults with high functioning autism (HFA) or Asperger<SUP> </SUP>syndrome (AS) showed significantly less amygdala activation<SUP> </SUP>during a mentalising task (Reading the Mind in the Eyes task)<SUP> </SUP>compared with normal.<A HREF="#R93"><SUP>93</SUP></A><SUP> </SUP><P>
Reduced activity has also been found in the left medial frontal<SUP> </SUP>cortex,<A HREF="#R94"><SUP>94</SUP></A> during an empathising (theory of mind) task, and also<SUP> </SUP>in the orbitofrontal cortex.<A HREF="#R95"><SUP>95</SUP></A><SUP> </SUP><P>
<BR><FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>GENETICS OF AUTISM SPECTRUM CONDITIONS</STRONG></FONT><BR>
Ultimately, the cognitive and neural abnormalities in autism<SUP> </SUP>spectrum conditions are likely to be caused by genetic factors.<SUP> </SUP>The sibling risk rate for autism is approximately 4.5%, or a<SUP> </SUP>tenfold increase over general population rates.<A HREF="#R96"><SUP>96</SUP></A> In an epidemiological<SUP> </SUP>study of same sex autistic twins, it was found that 60% of monozygotic<SUP> </SUP>(MZ) pairs were concordant for autism versus no dizygotic, (DZ)<SUP> </SUP>pairs.<A HREF="#R97"><SUP>97</SUP></A> When they considered a broader phenotype (of related<SUP> </SUP>cognitive or social abnormalities), 92% of MZ pairs were concordant<SUP> </SUP>versus 10% of DZ pairs. The high concordance in MZ twins indicated<SUP> </SUP>a high degree of genetic influence, and the risk to a co-MZ<SUP> </SUP>twin can be estimated at over 200 times the general population<SUP> </SUP>rate.<SUP> </SUP><P>
Molecular genetic studies are beginning to narrow down candidate<SUP> </SUP>regions. There is still little consensus, but two regions have<SUP> </SUP>been identified in several (but not all) studies. These are<SUP> </SUP>15q11-13, near the GABA<SUB>A</SUB>ß<SUB>3</SUB> receptor subunit gene (GABRB<SUB>3</SUB>)<SUP> </SUP>and a second one on 17q11.2, near the serotonin transporter<SUP> </SUP>gene (SLC6A4). The latter is of interest because of reports<SUP> </SUP>of increased serotonin (5HT) levels of platelets in autism [204].<SUP> </SUP>Serotonin innervates the limbic system, and so plausibly plays<SUP> </SUP>a role in emotion recognition and empathy. Mothers homozygous<SUP> </SUP>for GABRB<SUB>3</SUB> knockout fail to engage in normal nurturing behaviour<SUP> </SUP>and have epileptiform EEG.<A HREF="#R98"><SUP>98,</SUP></A><A HREF="#R99"><SUP>99</SUP></A> At least four loci on the X<SUP> </SUP>chromosome have also been implicated in autism, and are of interest<SUP> </SUP>for their power to explain the sex ratio in autism (markedly<SUP> </SUP>biased towards males). These are the neuroligin genes (NLGN3,<SUP> </SUP>NLGN4), FMR1 (which causes fragile X syndrome), and MECP2. Several<SUP> </SUP>reviews of the genetics of autism literature are available,<SUP> </SUP>but this is a fast changing field.<A HREF="#R100"><SUP>100–</SUP></A><A HREF="#R102"><SUP>102</SUP></A><SUP> </SUP><P>
As of yet, specific genes for autism have not yet been identified,<SUP> </SUP>despite the encouraging possibility of candidate regions on<SUP> </SUP>chromosomes. The future of research in this field will be not<SUP> </SUP>only to isolate the relevant genes but also to understand the<SUP> </SUP>function of these genes, and ultimately the relation between<SUP> </SUP>these different causal levels in autism. It is hoped that during<SUP> </SUP>this research endeavour there will also be evaluations of the<SUP> </SUP>most promising treatments.<SUP> </SUP><P>
<SUP> </SUP><P>
<BR><FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>ACKNOWLEDGEMENTS</STRONG></FONT><BR>
The author was supported by the MRC during the period of this<SUP> </SUP>work. I am grateful to Matthew Belmonte for discussions of the<SUP> </SUP>neuroscience of autism literature. This editorial has benefited<SUP> </SUP>from a preview of Belmonte <I>et al</I> (in press).<SUP> </SUP><P>
http://jnnp.bmjjournals.com/cgi/content/full/75/7/945
<H2>
The cognitive neuroscience of autism
</H2>
<STRONG>
</NOBR><NOBR>S Baron-Cohen</NOBR>
</STRONG><P>
<P><FONT SIZE=-1>Correspondence to:<SUP> </SUP><BR>S Baron-Cohen<SUP> </SUP><BR>Autism Research Centre, Departments of Experimental Psychology and Psychiatry, University of Cambridge, Douglas House, Cambridge CB2 2AH, UK; <span id="em0">sb205{at}cam.ac.uk</span><script type="text/javascript"><!--
var u = "sb205", d = "cam.ac.uk"; document.getElementById("em0").innerHTML = '<a href="mailto:' + u + '@' + d + '">' + u + '@' + d + '<\/a>'//--></script></FONT><P>
<HR><FONT SIZE=+2>The psychology and biology of a complex developmental condition<SUP> </SUP>
</FONT><HR><P>
<P>
<P><STRONG>Abbreviations:</STRONG> AS, Asperger syndrome; CC, central coherence; EFT, embedded figures task; E-S, empathising-systemising; HFA, high functioning autism; MRI, magnetic resonance imaging<P><P><B>Keywords:</B> autism<P>
Autism is diagnosed when a child or adult has abnormalities<SUP> </SUP>in a "triad" of behavioural domains: social development, communication,<SUP> </SUP>and repetitive behaviour/obsessive interests.<A HREF="#R1"><SUP>1,</SUP></A><A HREF="#R2"><SUP>2</SUP></A> Autism can<SUP> </SUP>occur at any point on the IQ continuum, and IQ is a strong predictor<SUP> </SUP>of outcome.<A HREF="#R3"><SUP>3</SUP></A> Autism is also invariably accompanied by language<SUP> </SUP>delay (no single words before 2 years old). Asperger syndrome<SUP> </SUP>(AS)<A HREF="#R4"><SUP>4</SUP></A> is a subgroup on the autistic spectrum. People with AS<SUP> </SUP>share many of the same features as are seen in autism, but with<SUP> </SUP>no history of language delay and with an IQ in the average range<SUP> </SUP>or above. In this editorial, the main <I>cognitive</I> theories of<SUP> </SUP>autism are summarised. These are then followed by a summary<SUP> </SUP>of the key <I>neurobiological</I> findings.<SUP> </SUP><P>
<BR><FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>AUTISM: COGNITIVE ASPECTS</STRONG></FONT><BR>
The mind blindness theory of autism<A HREF="#R5"><SUP>5</SUP></A> proposed that in autism<SUP> </SUP>spectrum conditions there are deficits in the normal process<SUP> </SUP>of empathy, relative to mental age. These deficits can occur<SUP> </SUP>by degrees. The term "empathising" encompasses a range of other<SUP> </SUP>terms: "theory of mind", "mind reading", "empathy", and taking<SUP> </SUP>the "intentional stance".<A HREF="#R6"><SUP>6</SUP></A> Empathy involves two major elements:<SUP> </SUP>(1) the ability to attribute mental states to oneself and others,<SUP> </SUP>as a natural way to make sense of agents,<A HREF="#R7"><SUP>7–</SUP></A><A HREF="#R9"><SUP>9</SUP></A> and (2) having<SUP> </SUP>an emotional reaction that is appropriate to the other person’s<SUP> </SUP>mental state (such as sympathy).<SUP> </SUP><P>
Since the first test of mind blindness in children with autism,<A HREF="#R10"><SUP>10</SUP></A><SUP> </SUP>there have been more than 30 experimental tests. The vast majority<SUP> </SUP>of these have revealed profound impairments in the development<SUP> </SUP>of their empathising ability. These are reviewed elsewhere.<A HREF="#R5"><SUP>5,</SUP></A><A HREF="#R11"><SUP>11</SUP></A><SUP> </SUP>Some children and adults with AS only show their empathising<SUP> </SUP>deficits on age appropriate adult tests.<A HREF="#R12"><SUP>12–</SUP></A><A HREF="#R14"><SUP>14</SUP></A> This deficit<SUP> </SUP>in their empathising is thought to underlie the difficulties<SUP> </SUP>such children have in social and communicative development,<A HREF="#R15"><SUP>15,</SUP></A><A HREF="#R16"><SUP>16</SUP></A><SUP> </SUP>and in the imagination of others’ minds.<A HREF="#R17"><SUP>17,</SUP></A><A HREF="#R18"><SUP>18</SUP></A> We can think<SUP> </SUP>of these symptoms as the <I>triad of deficits</I> (see fig 1 The triad of impairments in autism).<SUP> </SUP><P>
http://jnnp.bmjjournals.com/content/vol75/issue7/images/medium/jn18713.f1.gif
Systemising is the drive to analyse systems, in order to understand<SUP> </SUP>and predict the behaviour of inanimate events. Systems are all<SUP> </SUP>around us in our environment, and include technical systems<SUP> </SUP>(such as machines and tools); natural systems (such as biological<SUP> </SUP>and geographical phenomena); abstract systems (such as mathematics<SUP> </SUP>or computer programs). The way we make sense of any of these<SUP> </SUP>systems is in terms of underlying rules and regularities, or<SUP> </SUP>specifically an analysis of input-operation-output relations.<A HREF="#R19"><SUP>19</SUP></A><SUP> </SUP>The empathising-systemising (E-S) theory holds that alongside<SUP> </SUP>the empathising deficits in autism (see above), systemising<SUP> </SUP>is either intact or superior.<A HREF="#R20"><SUP>20</SUP></A> Studies suggest systemising<SUP> </SUP>in autism is at least in line with mental age, or superior.<A HREF="#R21"><SUP>21–</SUP></A><A HREF="#R25"><SUP>25</SUP></A><SUP> </SUP>Systemising may relate to a different set of features which<SUP> </SUP>we can think of as the <I>triad of strengths</I> (see fig 2 triad of strengths in autism).<SUP> </SUP><P>
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People with autism spectrum conditions show unusually strong<SUP> </SUP>repetitive behaviour, a strong desire for routines, and a "need<SUP> </SUP>for sameness". One cognitive account of this aspect of the syndrome<SUP> </SUP>is the <I>executive dysfunction</I> theory.<A HREF="#R26"><SUP>26–</SUP></A><A HREF="#R28"><SUP>28</SUP></A> This assumes<SUP> </SUP>that autism involves a form of frontal lobe pathology leading<SUP> </SUP>to persevering or inability to shift attention. There is some<SUP> </SUP>evidence for such executive deficits.<A HREF="#R29"><SUP>29</SUP></A> But the fact that it<SUP> </SUP>is possible for people with AS to exist who have no demonstrable<SUP> </SUP>executive dysfunction while still having deficits in empathising<SUP> </SUP>and talents in systemising,<A HREF="#R30"><SUP>30</SUP></A> suggests that executive dysfunction<SUP> </SUP>is unlikely to be a <I>core</I> feature of autism spectrum conditions.<SUP> </SUP><P>
The executive account has also traditionally ignored the <I>content</I><SUP> </SUP>of "repetitive behaviour". The E-S theory in contrast draws<SUP> </SUP>attention to the fact that much repetitive behaviour involves<SUP> </SUP>the child’s "obsessional" or strong interests with mechanical<SUP> </SUP>systems (such as light switches or water faucets) or other systems<SUP> </SUP>that can be understood in terms of rules and regularities. Rather<SUP> </SUP>than these behaviours being a sign of executive dysfunction,<SUP> </SUP>these may reflect the child’s intact or even superior<SUP> </SUP>interest in systems. One study suggests that autistic obsessions<SUP> </SUP>are not random with respect to content (which would be predicted<SUP> </SUP>by the content free executive dysfunction theory), but that<SUP> </SUP>these test to cluster in the domain of systems.<A HREF="#R31"><SUP>31</SUP></A><SUP> </SUP><P>
Weak <I>central coherence</I> (CC)<A HREF="#R32"><SUP>32,</SUP></A><A HREF="#R33"><SUP>33</SUP></A> refers to the individual’s<SUP> </SUP>preference for local detail over global processing. This has<SUP> </SUP>been demonstrated in terms of an autistic superiority on the<SUP> </SUP>embedded figures task (EFT) and the block design subtest.<A HREF="#R25"><SUP>25,</SUP></A><A HREF="#R34"><SUP>34,</SUP></A><A HREF="#R35"><SUP>35</SUP></A><SUP> </SUP>It has also been shown in terms of an autistic deficit in integrating<SUP> </SUP>fragments of objects and integrating sentences within a paragraph.<A HREF="#R36"><SUP>36</SUP></A><SUP> </SUP>The faster and more accurate performance on the EFT and block<SUP> </SUP>design test have been interpreted as evidence of good segmentation<SUP> </SUP>skills, and superior attention to detail. The latter has also<SUP> </SUP>been demonstrated on visual search tasks.<A HREF="#R37"><SUP>37,</SUP></A><A HREF="#R38"><SUP>38</SUP></A><SUP> </SUP><P>
Systemising requires excellent attention to detail, identifying<SUP> </SUP>parameters that may then be tested for their role in the behaviour<SUP> </SUP>of the system under examination. So, both the E-S theory and<SUP> </SUP>the CC theory predict excellent attention to detail. However,<SUP> </SUP>the E-S and CC theories also make opposite predictions when<SUP> </SUP>it comes to an individual with autism being able to understand<SUP> </SUP>a whole system. The E-S theory predicts that a person with autism,<SUP> </SUP>faced with a new system to learn, will show a stronger drive<SUP> </SUP>to learn the system compared with someone without autism, so<SUP> </SUP>long as there are underlying rules and regularities that can<SUP> </SUP>be discovered. Moreover, they will readily grasp that a change<SUP> </SUP>of one parameter in one part of the system may have distant<SUP> </SUP>effects on another part of the system. In contrast, the CC theory<SUP> </SUP>predicts that they should fail to understand whole (global)<SUP> </SUP>systems or the relation between parts of a system. This has<SUP> </SUP>not yet been tested.<SUP> </SUP><P>
<BR><FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>AUTISM: NEUROBIOLOGICAL ASPECTS</STRONG></FONT><BR>
<FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>Neuroanatomy and neuropathology</STRONG></FONT><BR>
Anatomical abnormalities have been identified in many brain<SUP> </SUP>areas in autism. These include the cerebellum,<A HREF="#R39"><SUP>39–</SUP></A><A HREF="#R42"><SUP>42</SUP></A> the<SUP> </SUP>brain stem,<A HREF="#R42"><SUP>42,</SUP></A><A HREF="#R43"><SUP>43</SUP></A> frontal lobes,<A HREF="#R44"><SUP>44–</SUP></A><A HREF="#R47"><SUP>47</SUP></A> parietal lobes,<A HREF="#R48"><SUP>48</SUP></A><SUP> </SUP>hippocampus,<A HREF="#R49"><SUP>49,</SUP></A><A HREF="#R50"><SUP>50</SUP></A> and the amygdale.<A HREF="#R49"><SUP>49</SUP></A> Epilepsy also occurs commonly,<SUP> </SUP>at least in classic autism.<A HREF="#R51"><SUP>51</SUP></A> In terms of neuropathology, the<SUP> </SUP>number of Purkinje cells in the cerebellar cortex is abnormally<SUP> </SUP>low.<A HREF="#R52"><SUP>52–</SUP></A><A HREF="#R55"><SUP>55</SUP></A> This has been postulated to lead to disinhibition<SUP> </SUP>of the cerebellar deep nuclei and consequent overexcitement<SUP> </SUP>of the thalamus and cerebral cortex.<A HREF="#R56"><SUP>56</SUP></A> Abnormalities in the<SUP> </SUP>density of packing of neurons in the hippocampus, amygdala,<SUP> </SUP>and other parts of the limbic system have also been reported.<A HREF="#R54"><SUP>54,</SUP></A><A HREF="#R55"><SUP>55,</SUP></A><A HREF="#R57"><SUP>57</SUP></A><SUP> </SUP>An abnormally low degree of dendritic branching was also found<SUP> </SUP>in a Golgi analysis of the hippocampus of two autistic brains,<A HREF="#R57"><SUP>57</SUP></A><SUP> </SUP>though it remains to be seen if such an abnormality is confirmed<SUP> </SUP>in a larger sample. A separate report suggests a reduction in<SUP> </SUP>the size of cortical minicolumns and an increase in cell dispersion<SUP> </SUP>within these minicolumns. These might indicate an increase in<SUP> </SUP>the number of and connectivity between minicolumns.<A HREF="#R58"><SUP>58,</SUP></A><A HREF="#R59"><SUP>59</SUP></A><SUP> </SUP><P>
<FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>Neurophysiology</STRONG></FONT><BR>
Hyper arousal in response to sensory input, and decreased ability<SUP> </SUP>to select between competing sensory inputs, has been reported.<A HREF="#R60"><SUP>60,</SUP></A><A HREF="#R61"><SUP>61</SUP></A><SUP> </SUP>Functional neuroimaging suggests increased activity in sensory<SUP> </SUP>areas of the brain normally associated with stimulus driven<SUP> </SUP>processing, and decreased activity in areas normally associated<SUP> </SUP>with higher cognitive processing. Thus, on the EFT, people with<SUP> </SUP>autism show unusually high activation in ventral occipital areas<SUP> </SUP>and abnormally low activation in prefrontal and parietal areas.<A HREF="#R62"><SUP>62</SUP></A><SUP> </SUP>In one study they also failed to show normal activity in the<SUP> </SUP>fusiform "face area",<A HREF="#R63"><SUP>63</SUP></A> instead showing abnormally high activity<SUP> </SUP>in the peristriate cortex and inferior temporal gyrus.<A HREF="#R64"><SUP>64,</SUP></A><A HREF="#R65"><SUP>65</SUP></A><SUP> </SUP>The visual N2 to novel stimuli is also heightened to irrelevant<SUP> </SUP>stimuli.<A HREF="#R66"><SUP>66</SUP></A> The P3 in response to auditory stimuli is abnormally<SUP> </SUP>generalised to occipital sites in visual cortex.<A HREF="#R67"><SUP>67</SUP></A><SUP> </SUP><P>
Regarding EEG results, the P1 evoked potential is either abnormally<SUP> </SUP>heightened in response to stimuli that are the target of attention,<SUP> </SUP>or abnormally generalised to stimuli that are outside the target<SUP> </SUP>of attention.<A HREF="#R68"><SUP>68</SUP></A> Both hemispheres show abnormal activation—indiscriminately—during<SUP> </SUP>shifts of attention into either hemifield.<A HREF="#R69"><SUP>69,</SUP></A><A HREF="#R70"><SUP>70</SUP></A> Regarding attention<SUP> </SUP>research, a deficit has been found in rapid shifting of attention<SUP> </SUP>between modalities,<A HREF="#R39"><SUP>39</SUP></A> between spatial locations<A HREF="#R69"><SUP>69,</SUP></A><A HREF="#R71"><SUP>71–</SUP></A><A HREF="#R76"><SUP>76</SUP></A><SUP> </SUP>and between object features.<A HREF="#R77"><SUP>77,</SUP></A><A HREF="#R78"><SUP>78</SUP></A><SUP> </SUP><P>
<FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>Morphometry</STRONG></FONT><BR>
Magnetic resonance imaging (MRI) morphometry shows volume deficits<SUP> </SUP>in the cerebellum,<A HREF="#R40"><SUP>40–</SUP></A><A HREF="#R42"><SUP>42,</SUP></A><A HREF="#R79"><SUP>79</SUP></A> the brainstem,<A HREF="#R42"><SUP>42</SUP></A> and posterior<SUP> </SUP>corpus callosum.<A HREF="#R80"><SUP>80</SUP></A> Regarding the cerebellar abnormalities, a<SUP> </SUP>subgroup shows increased cerebellar volume.<A HREF="#R81"><SUP>81</SUP></A> A volume deficit<SUP> </SUP>has also been reported in the parietal lobe.<A HREF="#R48"><SUP>48</SUP></A> Neuropsychology<SUP> </SUP>suggests this is associated with a narrowed spatial focus of<SUP> </SUP>attention.<A HREF="#R68"><SUP>68</SUP></A><SUP> </SUP><P>
<FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>Longitudinal morphometry</STRONG></FONT><BR>
Using either MRI volumetric analysis, or measures of head circumference,<SUP> </SUP>the autistic brain appears to involve transient postnatal macroencephaly.<A HREF="#R82"><SUP>82</SUP></A><SUP> </SUP>Neonates later diagnosed with autism or PDD-NOS (Pervasive Developmental<SUP> </SUP>Disorder-Not Otherwise Specified) have normal head circumference,<SUP> </SUP>but by 2–4 years of age 90% of these have MRI based brain<SUP> </SUP>volumes larger than average.<A HREF="#R44"><SUP>44–</SUP></A><A HREF="#R47"><SUP>47</SUP></A> This reflects an enlargement<SUP> </SUP>of cerebellar and cerebral white matter, and cerebral grey matter.<A HREF="#R45"><SUP>45,</SUP></A><A HREF="#R83"><SUP>83</SUP></A><SUP> </SUP>Enlargement of superficial white matter tracts containing cortico-cortical<SUP> </SUP>fibres may persist abnormally late into development, while the<SUP> </SUP>internal capsule and corpus callosum are smaller.<A HREF="#R84"><SUP>84</SUP></A> Cerebellar<SUP> </SUP>and cerebral white matter volumes, and cerebellar vermis size<SUP> </SUP>can distinguish 95% of toddlers with autism from normal controls,<SUP> </SUP>and predict if the child with autism will be high or low functioning.<A HREF="#R45"><SUP>45</SUP></A><SUP> </SUP>The <I>overgrowth</I> is anterior to posterior (frontal lobes being<SUP> </SUP>the largest). This increase in volume of cortical grey matter<SUP> </SUP>may reflect a failure of synaptic pruning, or an excess of synaptogenesis.<A HREF="#R56"><SUP>56</SUP></A><SUP> </SUP><P>
<FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>The "social brain"</STRONG></FONT><BR>
A neural basis of empathy has built on a model first proposed<SUP> </SUP>by Brothers.<A HREF="#R85"><SUP>85</SUP></A> She suggested—from animal lesion studies,<A HREF="#R86"><SUP>86</SUP></A><SUP> </SUP>single cell recording studies,<A HREF="#R87"><SUP>87</SUP></A> and neurological studies—that<SUP> </SUP>social intelligence was a function of three regions: the amygdala,<SUP> </SUP>the orbitofrontal and medial frontal cortex, and the superior<SUP> </SUP>temporal sulcus and gyrus (STG). Together, she called these<SUP> </SUP>the "social brain". Abnormalities in autism have been found<SUP> </SUP>in the amygdala, the orbito and the medial frontal cortex.<SUP> </SUP><P>
Regarding the amygdala, there are four lines of evidence for<SUP> </SUP>an amygdala deficit in autism.<A HREF="#R88"><SUP>88</SUP></A> Firstly, a neuroanatomical<SUP> </SUP>study of autism at postmortem found microscopic pathology (in<SUP> </SUP>the form of increased cell density) in the amygdala, in the<SUP> </SUP>presence of normal amygdala volume.<A HREF="#R89"><SUP>89,</SUP></A><A HREF="#R90"><SUP>90</SUP></A> Secondly, patients<SUP> </SUP>with autism tend to show a similar pattern of deficits to those<SUP> </SUP>seen in patients with amygdala lesions.<A HREF="#R91"><SUP>91</SUP></A> Thirdly, a recent<SUP> </SUP>structural MRI study of autism reported reduced amygdala volume.<A HREF="#R92"><SUP>92</SUP></A><SUP> </SUP>Finally, in a recent functional magnetic resonance imaging (fMRI)<SUP> </SUP>study, adults with high functioning autism (HFA) or Asperger<SUP> </SUP>syndrome (AS) showed significantly less amygdala activation<SUP> </SUP>during a mentalising task (Reading the Mind in the Eyes task)<SUP> </SUP>compared with normal.<A HREF="#R93"><SUP>93</SUP></A><SUP> </SUP><P>
Reduced activity has also been found in the left medial frontal<SUP> </SUP>cortex,<A HREF="#R94"><SUP>94</SUP></A> during an empathising (theory of mind) task, and also<SUP> </SUP>in the orbitofrontal cortex.<A HREF="#R95"><SUP>95</SUP></A><SUP> </SUP><P>
<BR><FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>GENETICS OF AUTISM SPECTRUM CONDITIONS</STRONG></FONT><BR>
Ultimately, the cognitive and neural abnormalities in autism<SUP> </SUP>spectrum conditions are likely to be caused by genetic factors.<SUP> </SUP>The sibling risk rate for autism is approximately 4.5%, or a<SUP> </SUP>tenfold increase over general population rates.<A HREF="#R96"><SUP>96</SUP></A> In an epidemiological<SUP> </SUP>study of same sex autistic twins, it was found that 60% of monozygotic<SUP> </SUP>(MZ) pairs were concordant for autism versus no dizygotic, (DZ)<SUP> </SUP>pairs.<A HREF="#R97"><SUP>97</SUP></A> When they considered a broader phenotype (of related<SUP> </SUP>cognitive or social abnormalities), 92% of MZ pairs were concordant<SUP> </SUP>versus 10% of DZ pairs. The high concordance in MZ twins indicated<SUP> </SUP>a high degree of genetic influence, and the risk to a co-MZ<SUP> </SUP>twin can be estimated at over 200 times the general population<SUP> </SUP>rate.<SUP> </SUP><P>
Molecular genetic studies are beginning to narrow down candidate<SUP> </SUP>regions. There is still little consensus, but two regions have<SUP> </SUP>been identified in several (but not all) studies. These are<SUP> </SUP>15q11-13, near the GABA<SUB>A</SUB>ß<SUB>3</SUB> receptor subunit gene (GABRB<SUB>3</SUB>)<SUP> </SUP>and a second one on 17q11.2, near the serotonin transporter<SUP> </SUP>gene (SLC6A4). The latter is of interest because of reports<SUP> </SUP>of increased serotonin (5HT) levels of platelets in autism [204].<SUP> </SUP>Serotonin innervates the limbic system, and so plausibly plays<SUP> </SUP>a role in emotion recognition and empathy. Mothers homozygous<SUP> </SUP>for GABRB<SUB>3</SUB> knockout fail to engage in normal nurturing behaviour<SUP> </SUP>and have epileptiform EEG.<A HREF="#R98"><SUP>98,</SUP></A><A HREF="#R99"><SUP>99</SUP></A> At least four loci on the X<SUP> </SUP>chromosome have also been implicated in autism, and are of interest<SUP> </SUP>for their power to explain the sex ratio in autism (markedly<SUP> </SUP>biased towards males). These are the neuroligin genes (NLGN3,<SUP> </SUP>NLGN4), FMR1 (which causes fragile X syndrome), and MECP2. Several<SUP> </SUP>reviews of the genetics of autism literature are available,<SUP> </SUP>but this is a fast changing field.<A HREF="#R100"><SUP>100–</SUP></A><A HREF="#R102"><SUP>102</SUP></A><SUP> </SUP><P>
As of yet, specific genes for autism have not yet been identified,<SUP> </SUP>despite the encouraging possibility of candidate regions on<SUP> </SUP>chromosomes. The future of research in this field will be not<SUP> </SUP>only to isolate the relevant genes but also to understand the<SUP> </SUP>function of these genes, and ultimately the relation between<SUP> </SUP>these different causal levels in autism. It is hoped that during<SUP> </SUP>this research endeavour there will also be evaluations of the<SUP> </SUP>most promising treatments.<SUP> </SUP><P>
<SUP> </SUP><P>
<BR><FONT FACE="arial,verdana,helvetica" SIZE=+1><STRONG>ACKNOWLEDGEMENTS</STRONG></FONT><BR>
The author was supported by the MRC during the period of this<SUP> </SUP>work. I am grateful to Matthew Belmonte for discussions of the<SUP> </SUP>neuroscience of autism literature. This editorial has benefited<SUP> </SUP>from a preview of Belmonte <I>et al</I> (in press).<SUP> </SUP><P>